Legislation & Guidelines
Legislation
Name of Laws and Regulations, FSA Japan (PDF:274KB) For the full text, please search here by name of laws and regulations ⇒
- 2013 Amendment Act of Financial Instruments and Exchange Act, etc. Outline(PDF:139KB) Briefing Materials (PDF:485KB)
- Financial Instruments and Exchange (Amendment) Act of 2012 Outline (PDF:152KB) Briefing Materials (PDF:280KB)
Inspection Manual (Japanese version
)
Guidelines
- Comprehensive Guidelines for Supervision of Financial Instruments Business operators, etc Available in Japanese
- Guideline for Financial Conglomerates Supervision Available in Japanese
- Guidelines for Personal Information Protection in the Financial Field (translated by research staff of FRTC)
- Administrative Action in the Financial Sector
Provisional Translation (HTML,PDF) - Points to be Considered regarding Disclosure by way of Foreign Company Registration Statements, etc. (Guideline for the English-language Disclosure System) (PDF:52KB)
- Comprehensive Guidelines for Supervision of Financial Market Infrastructures (PDF:730KB) Available in Japanese(PDF:1,406KB)
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