Legislation
Information regarding Corporate Financial Disclosure (Available in Japanese
)
Q&As
- Trust Business Act Q&As (
Available in Japanese
)
- Q&As relating to Restructured Loans
- List of examples regarding the interpretation of laws and regulations on securities business (Available in Japanese
)
Other Guidelines
Supervisory Guidelines and Policies
- Comprehensive Guidelines for Supervision of Regional Financial Institutions
Main document (HTML format•
PDF format (PDF:1,590KB)
) Reference Materials and Forms
(Available in Japanese)
- Supervisory Guidelines for Small-Claims and Short-Term Insurance Businesses Operators
Main document (HTML format•
PDF format (PDF:226KB)
)
Appendix: Forms (PDF:1,572KB)
(Available in Japanese)
- Comprehensive Guidelines for Supervision of Trust Companies, etc.
- Main document (HTML format
•
PDF format (PDF:554KB))
Appendix: Forms (PDF:1,352KB)
(Available in Japanese)
- Main document (HTML format
- Comprehensive Guidelines for Supervision of Money Lenders
- Main document (HTML format
•
PDF format (PDF:581KB))
Appendix: Forms (PDF:360KB)
(Available in Japanese)
- Main document (HTML format
- Comprehensive Guidelines for Supervision of Credit Guarantee Corporations
- Main document(HTML format
•
PDF format (PDF:327KB)
) (Available in Japanese)
- Main document(HTML format
- Guidelines for Administrative Processes
- Financial Companies (Available in Japanese
)
- Financial Companies (Available in Japanese
Collection of Reference Cases
- Principal Items Identified in the Inspection of Financial Instruments Firms, etc. (Securities and Exchange Surveillance Commission website) (
Available in Japanese
)
- Collection of Reference Cases related to Quality Management in Audit Identified in Inspections (Certified Public Accountants and Auditing Oversight Board website) (Available in Japanese
)
Other Q&A
- Q&As on Protection of Personal Information in the Financial Field
- Main document (
Available in Japanese (PDF: 240KB)
)
- Appendix Form 1 (
Word
) (Available in Japanese)
- Appendix Form 2 (
Excel
) (Available in Japanese)
- Main document (
Reference Cases on Suspicious Transactions (Japanese version
)
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